Section 1707.01. Securities definitions

Section 1707.02. Exempt securities

Section 1707.03. Exempt transactions

Section 1707.04. Issuance of securities in reorganizations

Section 1707.041. Control bids made pursuant to tender offer or request or invitation for tenders

Section 1707.042. Prohibited acts relating to control bids

Section 1707.043. Preventing manipulative practices

Section 1707.05. [Repealed]

Section 1707.06. Transactions requiring registration

Section 1707.07. [Repealed]

Section 1707.08. Registration by description

Section 1707.09. Registration by qualification

Section 1707.091. Registration by coordination

Section 1707.092. Notice filings

Section 1707.093. Electronic filings

Section 1707.10. Provisional registration by qualification

Section 1707.11. Consent to service

Section 1707.12. Documents open to inspection

Section 1707.13. Suspension and revocation of registration

Section 1707.131. Refusing registration

Section 1707.14. Dealer's license

Section 1707.141. Investment adviser's license required - exceptions - notice filing requirement

Section 1707.142. Compliance with federal laws - federal documents to be filed with division

Section 1707.15. Applying for dealer's license

Section 1707.151. Application for and issuance of investment adviser's license

Section 1707.16. Application for and issuance of salesperson's license

Section 1707.161. Investment adviser representative's license required - exceptions - application for and issuance of investment adviser representative's license

Section 1707.162. State retirement system investment adviser license required

Section 1707.163. Application for and issuance of state retirement system investment adviser license

Section 1707.164. Bureau chief investment officer - securities license required

Section 1707.165. Application for bureau chief investment officer - investigation - examination

Section 1707.17. Renewal - license fees

Section 1707.18. Application for transfer of license

Section 1707.19. Refusal, suspension, and revocation of license

Section 1707.20. Adopting, amending, and rescinding rules, forms, and orders

Section 1707.201. Federal provisions

Section 1707.21. Registration statement may be filed with securities and exchange commission

Section 1707.22. Appeals - effect of order

Section 1707.23. Division of securities - enforcement powers

Section 1707.24. Contempt proceedings

Section 1707.25. Injunction against issuance, sale, acting as an investment adviser or acting as an investment adviser representative

Section 1707.26. Injunction against violations

Section 1707.261. Director's request for restitution or rescission

Section 1707.27. Appointment of receiver

Section 1707.28. Statute of limitations

Section 1707.29. Presumption of knowledge

Section 1707.30. Certificate of division as evidence

Section 1707.31. Certified copies as evidence

Section 1707.32. Insurance securities

Section 1707.33, 1707.331. [Repealed]

Section 1707.34. Warehouse receipts for intoxicating liquor

Section 1707.35. Securities authorized before July 22, 1929

Section 1707.36. Attorney-inspector - control-bid attorneys

Section 1707.37. Division of securities fund

Section 1707.38. Effect of violation on validity of security

Section 1707.39. Qualification of securities sold without compliance

Section 1707.391. Late applications

Section 1707.40. Civil liabilities

Section 1707.41. Civil liability of seller for fraud

Section 1707.42. Civil liability of adviser

Section 1707.43. Remedies of purchaser in unlawful sale

Section 1707.431. Claiming exemption for publicly advertised meeting

Section 1707.432 to 1707.439. [Repealed]

Section 1707.44. Prohibited acts

Section 1707.45. Burden of proof

Section 1707.46. Duties of commissioner of securities

Section 1707.47. [Repealed]

Section 1707.48. Division of securities to retain documents and records or copies

Section 1707.99. Penalty