Chapter 1308. INVESTMENT SECURITIES  


Section 1308.01. Definitions - UCC 8-102
Section 1308.02. Rules for determining whether certain obligations and interests are securities or financial assets - UCC 8-103
Section 1308.03. Overissue defined - effect - UCC 8-210
Section 1308.04. Evidentiary rules concerning certificate securities - UCC 8-114
Section 1308.05. Applicability - choice of law - UCC 8-110
Section 1308.06. Clearing corporation rules - UCC 8-111
Section 1308.07. Statute of frauds inapplicable - UCC 8-113
Section 1308.08. Issuer - UCC 8-201
Section 1308.09. Issuer's responsibility and defenses - notice of defect or defense - UCC 8-202
Section 1308.10. Staleness as notice of defect or defense - UCC 8-203
Section 1308.11. Effect of issuer's restriction on transfer - UCC 8-204 - issuer's lien - UCC 8-209
Section 1308.12. Effect of unauthorized signature on security certificate - UCC 8-205
Section 1308.13. Completion or alteration of security certificate - UCC 8-206
Section 1308.14. Rights and duties of issuer with respect to registered owners - UCC 8-207
Section 1308.15. Effect of signature of authenticating trustee, registrar, or transfer agent - UCC 8-208
Section 1308.16. Rights of purchaser - UCC 8-302
Section 1308.17. Protected purchaser - UCC 8-303
Section 1308.18. Acquisition of security or financial asset or interest therein - UCC 8-104
Section 1308.19. Notice of adverse claim - UCC 8-105
Section 1308.20. Warranties in direct holding - UCC 8-108
Section 1308.21. Warranties in indirect holding - UCC 8-109
Section 1308.22. Indorsement - UCC 8-304
Section 1308.23. Whether indorsement, instruction, or entitlement order is effective - UCC 8-107
Section 1308.24. Control - UCC 8-106
Section 1308.25. Instruction - UCC 8-305
Section 1308.26. Effect of guaranteeing signature, indorsement, or instruction - UCC 8-306
Section 1308.27. Delivery - UCC 8-301
Section 1308.28. [Repealed]
Section 1308.29. Fulfilling duty to transfer
Section 1308.30. Wrongful transfer of security
Section 1308.31. Purchaser's right to requisites for registration of transfer - UCC 8-307
Section 1308.32. Creditor's legal process - UCC 8-112
Section 1308.33. Securities intermediary and others not liable to adverse claimant - UCC 8-115 - securities intermediary as purchaser for value - UCC 8-116
Section 1308.34 to 1308.36. [Repealed]
Section 1308.37. Duty of issuer to register transfer - UCC 8-401
Section 1308.38. Assurance that indorsement or instruction is effective - UCC 8-402
Section 1308.39. Demand that issuer not register transfer - UCC 8-403
Section 1308.40. Wrongful registration - UCC 8-404
Section 1308.41. Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate - UCC 8-406 - replacement of lost, destroyed, or wrongfully taken security certificate - UCC 8-405
Section 1308.42. Authenticating trustee, transfer agent, and registrar - UCC 8-407
Section 1308.43, 1308.44. [Repealed]
Section 1308.51. Securities account - acquisition of security entitlement from securities intermediary - UCC 8-501
Section 1308.52. Assertion of adverse claim against entitlement holder - UCC 8-502
Section 1308.53. Property interest of entitlement holder in financial asset held by securities intermediary - UCC 8-503
Section 1308.54. Duty of securities intermediary to maintain financial asset - UCC 8-504
Section 1308.55. Duty of securities intermediary with respect to payments and distributions - UCC 8-505
Section 1308.56. Duty of securities intermediary to exercise rights as directed by entitlement holder - UCC 8-506
Section 1308.57. Duty of securities intermediary to comply with entitlement holder - UCC 8-507
Section 1308.58. Duty of securities intermediary to change entitlement holder's position to other form of security holding - UCC 8-508
Section 1308.59. Specification of duties of securities intermediary by other statute or regulation manner of performance of duties of securities intermediary and exercise of rights of entitlement holder - UCC 8-509
Section 1308.60. Rights of purchaser of security entitlement from entitlement holder - UCC 8-510
Section 1308.61. Priority among security interests and entitlement holders - UCC 8-511